Notice: Only variables should be assigned by reference in /home/sippspro/public_html/templates/sippsplanner/rt_utils.php on line 131
Deprecated: Constant FILTER_SANITIZE_STRING is deprecated in /home/sippspro/public_html/components/com_k2/views/itemlist/view.html.php on line 1028
Deprecated: Constant FILTER_SANITIZE_STRING is deprecated in /home/sippspro/public_html/components/com_k2/views/itemlist/view.html.php on line 1038
regulation
Displaying items by tag: regulation
Tuesday, 18 July 2017 10:05
3,600 pay outs for wrong 'risky' Sipp advice cost £105m
Nearly 3,600 consumers have been compensated for wrongly being advised to switch savings into ‘risky’ assets within SIPPs – at a cost of £105m.
Published in
Articles
Tagged under
Friday, 09 June 2017 10:33
Pensions firm halts DB transfers advice after FCA talks
A pensions business is immediately halting advice on DB pensions transfers, following discussions with the regulator.
Published in
Articles
Tagged under
Wednesday, 07 June 2017 11:33
Regulator sends in compliance inspectors to firms
Inspectors from the The Pensions Regulator have been sent to visit businesses in the Greater Manchester area as part of investigations into compliance.
Published in
Articles
Tagged under
Wednesday, 15 February 2017 12:19
Senior regulator wants ban on SSAS pension transfers
An executive director at The Pensions Regulator has called for pension transfers to SSAS to be banned.
Published in
Articles
Tuesday, 13 December 2016 12:07
FCA warns pension firms over high cost risks found in review
The FCA’s chief executive has warned some pension providers they must take action quickly after the regulator found customers were still at risk of high costs and charges.
Published in
Articles
Tagged under
Thursday, 01 December 2016 11:48
CEO to get ban over 'unsuitable' Sipp-related advice
An adviser is set to be banned and fined over 'unsuitable' advice related to switching pension funds via Sipps into unregulated investments.
Published in
Articles
Tagged under
Friday, 14 October 2016 10:31
Guest column: Sipp illustrations that just don’t illustrate
In six months’ time, April 2017, all Sipp providers will need to have changed their illustration systems so that they show the margin they retain on cash holdings, writes Elaine Turtle, director of DP Pensions.
Published in
Articles
Tagged under
Friday, 13 May 2016 11:53
Pensions freedoms 'potential trigger for future mass mis-selling'
The pension freedom reforms are a “potential trigger for future mass mis-selling”, MPs have warned.
Published in
Articles
Tagged under
Monday, 25 January 2016 11:47
FCA will use full powers to enforce cap ad changes
A Sipp expert has questioned whether the FCA has the resources to police the new capital adequacy rules taking effect in September and what punishments firms failing to meet the requirements will face.
Published in
Articles
Tagged under
Wednesday, 13 January 2016 11:28
Sipp advice lands boss in hot water with FCA
An advisory firm chief executive has been handed an official warning notice by the FCA over Sipp related advice.
Published in
Articles
Tagged under
Notice: Only variables should be assigned by reference in /home/sippspro/public_html/templates/sippsplanner/rt_utils.php on line 131
News from Twitter
Articles by Keyword
AJ Bell
AMPS
annuities
Autoenrolment
Barnett Waddingham
Curtis Banks
DWP
FCA
FOS
FSCS
Hargreaves Lansdown
HMRC
James Hay
Lisa Webster
Mattioli Woods
Pension
pensions
pension transfers
Platforms
regulation
retirement
retirement planning
Sipp
Sipps
Ssas
The Pensions Regulator
TPR
Webster
websterblog
Xafinity