compliance
Displaying items by tag: compliance
Friday, 29 September 2023 14:10
Warning about FCA retirement income advice probe
Financial Planning firms need to assess their retirement income advice in advance of the FCA’s impending review of the retirement income market, a compliance firm has warned.
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Friday, 29 September 2017 14:06
AMPS merges annual compliance and technical seminars
The Association of Member-Directed Pension Schemes (AMPS) is to host its annual Compliance and Technical Seminar on 9 October at the Hilton London Paddington.
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Monday, 08 June 2015 10:19
FCA: Capital adequacy changes to reduce compliance costs
The FCA has proposed changes to the new capital adequacy rules - including a relaxation of the frequency of calculating AUA - which it says will reduce firms’ compliance costs.
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Monday, 07 October 2013 11:36
Barnett Waddingham's Zoe Smith joins AMPS committee
Barnett Waddingham's compliance officer Zoe Smith has joined the committee for the Association of Member-directed Pension Schemes (AMPS).
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