Duff & Phelps
Displaying items by tag: Duff & Phelps
Thursday, 05 December 2019 17:32
FCA receives 546 error reports from MiFID II firms
A total of 546 firms have admitted making errors in their MiFID II transaction reporting to the FCA since the new regime began two years ago, according to a study out today.
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Wednesday, 09 October 2019 10:22
DB transfer complaints spike by 44% in a year
The number of customer complaints made to the Financial Ombudsman Service (FOS) relating to defined benefit transfers rose by 44% in 2018/19.
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Friday, 01 June 2018 12:42
Pensions Freedoms ‘make it easier for scammers’
The managing director of global advisor firm Duff & Phelps has said Pension Freedoms have encouraged scammers.
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