Displaying items by tag: FCA
FCA may permit 'side pocketing' of Russian assets in funds
The FCA is to consult on allowing fund managers to ring-fence or 'side pocket' sanctioned Russian investments so the funds could continue to trade.
FCA restricts Hartley Pensions from new business
The Financial Conduct Authority (FCA) has placed a restriction on Bristol-based SIPP provider Hartley Pensions preventing the firm from taking on any new business.
FCA caps Claims Management Company charges
The Financial Conduct Authority (FCA) has introduced a cap on fees for claims management companies (CMCs).
AJ Bell opposes FCA plans for ‘default’ pension fund
AJ Bell has opposed FCA plans for a default investment fund for non-workplace pensions.
FCA stops British Steel adviser asset sale
The Financial Conduct Authority (FCA) has stopped AJH Financial Services Limited (AJH) from disposing of assets without FCA permission.
FCA confirms SIPPs must be on Pensions Dashboards
The Financial Conduct Authority has published a consultation paper today on Pensions Dashboards which explicity confirms that SIPPs will be included in Pensions Dashboards.
FCA says misleading financial promotions doubled in 2021
New FCA data has revealed that misleading financial promotions by authorised firms more than doubled from 207 in 2020 to 564 in 2021.
FCA asks advisers about British Steel transfers
The Financial Conduct Authority has sent a survey to 2,500 advice firms on its work related to the British Steel Pension Scheme (BSPS).
FCA to tighten financial promotions rules
The Financial Conduct Authority is planning to tighten rules covering financial promotions for high-risk investment products.
Regulators consult on limiting FSCS management costs
The Financial Conduct Authority and Prudential Regulation Authority have launched a consultation on the management expenses levy limit for the Financial Services Compensation Scheme (FSCS).