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FCA receives 546 error reports from MiFID II firms

A total of 546 firms have admitted making errors in their MiFID II transaction reporting to the FCA since the new regime began two years ago, according to a study out today.

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AJ Bell pre-tax profits up 33% as it unveils £10m charity

Platform and SIPP provider AJ Bell saw pre-tax profit rise by 33% to £37.7m in the year ended in September, the company reported today.

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FCA wants more detailed SMCR info on directors

The FCA is to introduce a new form for MIFID II-regulated firms requiring them to provide more detailed information on director changes.
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Talbot & Muir buys SIPP and SSAS business from IFA

SIPP and SSAS firm Talbot and Muir has expanded its footprint with the acquistion of Leeds-based SIPP and SSAS admin business The Pensions Partnership Limited.
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TPR publishes new investment governance rules guidance 

The Pensions Regulator has published new guidance on investment governance rules.
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  1. Xafinity SIPP/SSAS tops 2,000 commercial properties
  2. The Pensions Regulator auto-enrolment director steps down
  3. PFS conference aims to 'futureproof' firms
  4. Conservative Party Manifesto makes multiple pension pledges

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Features Article Count:  4

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